As
I have previously argued, the function of an ethical structure is to promote survival.
If
this argument is valid, given that we are social animals, then the concepts of
right and wrong which emerge from an ethical structure should align with what
is best for our survival within a community (in either the physical or legacy
sense). Apparent deviations from what is
right will be punished as a protective measure by that community and following
the dictates of the ethical structure is rewarded by continued survival.
There
will be some variability in ethical structures due to the fact that we don't
all live in a single homogenous, static community. There will be geographical variations, across
continents, within nations and even across socio-economic groups within cities
and towns as well as variations through time as cultures evolve. A common feature, however, will be the fact
that ethical adaptation will be driven by that which promotes survival. In other words, what we are encouraged to
think of as right and wrong will correlate with the rules and behaviour that
ensure that we, as communities, do not lose the survival game.
Despite
being social animals living in communities, each individual must make his or
her own decisions and therefore these rules and behaviours must be, primarily,
conducive to individual survival. A very
simplified ethical system, therefore, could be represented thus:
The
term “Destroy” is used to indicate that what is at stake is more than merely
physical survival (which could be expressed with the more intuitive “Do Not
Kill Me”).
An
ethical structure that consists of only one injunction, that being not to
destroy the owner of the ethical structure is not going to be particularly
useful. Remember, however, that this
structure works within a community – each member of which, one could assume,
holds the same injunction to be primary.
The injunction serves as the basis of an agreement with other members of
the community: “I’ll act in line with your injunction with the understanding
that you will act in line with mine”.
But
a problem still remains. If someone is
likely to break the implied covenant and destroy you, you may not be aware of
the danger until you have a knife in your back – when it is far too late to
protect yourself.
Community
acts as a layer of defence against this.
Initially communities were defined by common heritage and therefore a
shared legacy to maintain. As
communities increase in size, however, this effect is diluted – in part due to
more distant genetic links and in part due to a diminished share in the shared
legacy.
Another
layer of defence is provided by numbers, rather than community per se. Once we gather in herd like numbers, we can
take advantage of the safety that comes in numbers. In other words, we can use the fact that we
are two hundred times less likely to be killed by a predator (or covenant
breaker) if we are one in a thousand than if we are one in five. Additionally, when we observe a fellow human
breaking the implied covenant not to kill another, we get a vital warning to be
on our guard and perhaps even act pre-emptively to eliminate the threat in
collaboration with others in the community.
Like
all animals, we are extremely sensitive to such threats. Unlike most, however, we can
extrapolate. This means that we can
observe the behaviour of animals (human or otherwise) and assess whether that
behaviour increases the risk that we might be attacked and killed. For this reason, it is not rational to
restrict our concern to relatives and those in our immediate community. A person who kills indiscriminately will be
equally likely to kill anything. A
person who kills companion animals (as opposed to animals we eat) is more
likely to kill a human. A person who
kills people in your tribe, age, social or heritage grouping and so on is more
likely to kill you.
And
a person who deliberately harms you is more likely to kill you, not only
because the damage might be extreme, but also because if the inhibition against
harming you is missing, there is a greater likelihood that the inhibition
against killing you is also missing.
Therefore, we can build on the ethical structure:
Note
that the meaning of “Me” can be interpreted widely to incorporate “people like
me”, “people in my community”, “animals similar to me” and even “things”. If you like, you can imagine another
dimension extending into the screen, with the things that are least like you at
the furthest remove and the screen image representing that which is most like
you. A three dimensional pyramid would
thus be formed which, if viewed from above, might look something like this:
A
potential threat who expends all his anger on kicking rocks is not going to be
much of a concern. Someone who has
harmed your pets is a concern, but not as much of a concern as a person who has
killed them.
Note
also that, like the concept of survival, the concept of “damage” can be
extended beyond the physical to include legacy considerations. We don’t want our children killed or our good
name destroyed and similarly we don’t want our children hurt or our good name
damaged. Similarly, the notion of
similarity is flexible, particularly when one is considering legacy issues – so
an attack on a stamp collector might be construed as representing a potential
threat to you as a collector of paper doilies.
The
representation of the ethical structure is such that you can imagine the “Do
Not Damage Me” element being removed, corresponding to a contravention of that
injunction such that the pyramid topples (returning to the more simple two
dimensions):
The
concept being illustrated is that when someone harms you (or things like you),
the risk that you might be destroyed is higher – as high, in fact, as if there
were no injunction against damaging you.
The “to the extent that it might destroy me” element is indicative of
the fact that being damaged can lead to destruction, even though this
destruction may be unintentional.
We
should not focus exclusively on how we assess the risk of others to ourselves,
but rather consider also how others might assess the risk that we pose to
them. This layer of the ethical
structure provides us with a mechanism by which we can demonstrate that we are
not a risk – by making it clear that we consistently do our best to prevent
damaging others. The same applies to not
destroying others, of course, but as that is the last line of defence, one
obtains more benefit from an ostentatious show of harm minimisation.
Interestingly,
there is no explicit commandment to do no harm in the Abrahamic religions, but a
generous reinterpretation of the commandment to love thy neighbour as thyself
could have it including an exhortation to do no more harm to your neighbour
than you would to yourself. Doing no harm
is an explicit feature of Buddhism, being an aspect of Right Action. Minimising suffering is a centrepiece of
secular forms of morality championed by people such as Sam Harris.
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Now
that we have introduced a second layer to the ethical structure, it should be
clear that more layers may conceivably be added, establishing an Ethical
Hierarchy with each layer or level of the hierarchy giving us another
opportunity to be seen to act to in accordance with the implied covenant with
our fellows. I don’t want to labour the
point, so I will just provide a brief justification for each additional layer.
The
more commonly stated moral injunction is against stealing but I use the more
neutral term “take”. Stealing is more
than just taking something that is not yours.
It presupposes that that which you take rightfully belongs to someone
else. That which is given freely cannot
be stolen and equally that over which no one has a rightful claim cannot be
stolen.
For
example, there is a range of morning papers in some cities, including some
which are distributed free of charge.
When you come across a pile of these free papers, they do not yet belong
to anyone. If you take a copy and tuck
it under your arm then by your actions you have claimed ownership and indicated
that that particular copy yours – while you did not pay for it, you did not
steal it. However, if someone were to
yank the paper out from under your arm and run away with it you could then accuse
that person of stealing what had become your newspaper.
If
on the other hand, you left the paper on the seat next to you on the train and
someone picked it up as soon as you left, then that act could not be
justifiably considered theft, because by leaving the paper behind you gave an
indication that you had revoked any claim to it.
If
we are talking about a disposable item like a freely distributed newspaper, the
moral issue is trivial. Someone taking a
paper which you did not invest any significant effort in securing is little
more than an annoyance. However, not all
of our belongings are so simple to secure and we hold a much stronger and
binding claim to ownership over certain things.
For the most part, we all have belongings which we are not capable of
watching all day every day. It serves us
well if other people have a good understanding of, and respect for, ownership
of property. It is unreasonable to
expect that other people will be willing to respect my claims for ownership if
I fail to respect their claims for ownership.
Therefore it benefits me to act morally with respect to other people’s
belongings and not steal them. I can
then take a moral position that stealing is wrong in the hope that others will
respond in kind.
We
want others not to take our things in general, but even more importantly, we
want to hang on to those belongings which are essential to our survival and
well-being. For this reason “Do Not Take from Me” is the third layer of the Ethical
Hierarchy, with elements corresponding with each of the two upper layers.
While
the traditional Biblical injunction “Thou Shalt Not Bear False Witness” can be
construed to refer to lying in general, "bearing false witness against
one's neighbour" could well have been intended more literally since giving
false evidence in a trial was looked upon quite unfavourably by the supposed
recipients of the commandments.
While
lying is generally considered morally wrong, it is perhaps the most commonly
transgressed injunction. We lie
frequently with experts putting the figure at up to one hundred
times a day. Not only that, we expect to
be lied to. We rarely seem to mind that
we are lied to so frequently and in some instances we welcome it, given that
entertainment is often geared around that special form of untruth that we call
fiction.
However
– when it comes to something that truly matters – we take lying very seriously
indeed. Bearing false witness in the
literal sense matters because it has an implication of telling a lie to either
protect someone who has done wrong or providing false evidence against someone
who has not.
Such
an injunction benefits us, as long as we do no wrong ourselves. It also provides us some protection against
those who would wish us ill, because a witness would ostensibly be compelled to
report faithfully any wrongful act committed against us. More importantly, this moral injunction
applies to a person who commits a wrongful act as well, that person has a moral
injunction to tell the truth about their wrongful act.
The
injunction is also important in a general sense. To be able to rely on people not stealing
from me and not trying to kill me, I need to be able to trust them. In order to be able to trust them, I need to
be able to believe what they say.
Equally, for them to be able to trust me, they need to be able to
believe what I say. For this reason it
is important that I establish the notion that I consider lying to be inherently
wrong, even if I might not always tell the truth, I must be able to justify my
lies and prove that they were inconsequential.
For mutual trust to be established a moral injunction against lying is
required.
Again,
our concern is more about being lied to ourselves than about us lying to
others. We tend to realise that in some
instances it truly is better to lie than to tell the truth. Despite this, when someone’s lies to us are
brought to our attention, we can become considerably incensed at the betrayal
of trust it implies. Therefore “Do Not Lie
to Me” constitutes the fourth level of the Ethical Hierarchy.
Once
we have assembled into some form of community, fairness becomes very important
especially in interactions involving shared resources and labour. In order to trust someone and to believe
them, there has to be some fundamental concept of equality, give and take,
wherein for instance I believe you are willing to commit to responding to me in
kind. Why should I commit to respecting
your belongings if I believe you are not willing to respect mine?
The
concept of fairness underpins all higher moral injunctions. Without fairness, there can be no trust. Without fairness, there is no imperative to
not take the belongings of others, because without fairness, there is no reason
for others to not take your belongings just because you did not take
theirs. Without fairness, you cannot be
sure that another person will respond to your peaceful overtures peacefully so
to be safe you would be better off acting violently first and securing a
victory over a potential aggressor.
Interestingly,
fairness is a concept learned very early by humans and one that is exhibited by
other social animals. Experiments have
shown that primates punish others for their lapses and are demotivated by
unfair distributions of treats.
Consistent
with the other layers, our concern with fairness is primarily about others
being fair with us, rather than us being fair with them – although our showing
a commitment to being fair illustrates to our fellows that we are trustworthy
and not, therefore, a risk. Therefore
“Do Not Cheat Me” constitutes the fifth level of the Ethical Hierarchy. Again, this layer has elements corresponding
with the four higher layers.
There
may be a question at this point as to whether “Do Not Cheat Me” should not
appear above the “Do Not Lie to Me” layer.
Lying is a form of cheating in that the liar presents something that is
not true as if it were. Considering a
conversation as an exchange of information, a lie is false and therefore
useless information and if I provide you with false information in exchange for
correct information, then I am being unfair – I am cheating you. There are, however, other ways I could cheat
you, or be unfair, without lying at all.
I could be quite open about the fact that I might pay you lower than
standard wages if I considered you to have the wrong gender, or the wrong eye
colour, or if you supported the wrong football team, irrespective of the
quality of your work. Or if I were big
enough, I might openly take the lion’s share of any reward for labour that we contributed
to equally, without having to resort to any subterfuge at all.
Therefore,
when one treats “Do Not Cheat Me” as synonymous with “Act Fairly in Respect to
Me” the relevant layer could absorb “Do Not Lie to Me” layer, but not sit above
it.
In Saving the Dog, I
discussed a hypothetical set of rules the last of which was “All of these rules
must be obeyed at all times”. As I said
in that article, the problem with such a rule is that you are only obliged to
obey it if there is an inherent (and absolute) obligation
to obey rules in general, in which case any “Obey the rules” rule is redundant.
The
injunction “Do Not Break My Rules”, however, is not a dictate imposed on other
people unilaterally. It’s one half of an
implied covenant, “If you do not break my rules, then I will not break your
rules”. Additionally, these rules are
generally communal – so “Do Not Break My Rules” can be read as “Do Not Break
Our Commonly Held Rules and Any Unique Rules which I Express as Being of
Particular Importance to Me”. In other
words, a community will establish common rules, but each individual may
establish special rules commensurate with the status of that individual.
For example, whistling is generally considered acceptable,
but in the house of a friend of mine, I know that there is a specific rule against whistling.
Like
any other rule in the other layers, the infinite variety of rules that may
exist in this layer can be used to assess the potential risk of someone
attempting to contravene a higher level rule.
If I ignore the whistling rule in my friend’s house, he will be
justified in thinking that I hold him in low regard. If I hold him in low regard, he could reason,
my inhibitions against cheating him or lying to him would be weakened. Furthermore, my whistling could be seen as an
attack on him – an attempt to force him to change his rules in his own house.
The
same sort of logic can be used to assess the behaviour of strangers. In any large community, we regularly come
across people who we do not know well.
While regular interactions allow us to gauge how far we can trust
certain people, to what extent they will be fair, to what extent we can expect
them to tell the truth, how inclined they are to violence. For a person we do
not know well we need a method by which we can assess how well they obey the
moral injunctions against cheating, lying, taking, harming and killing.
We
need to know to what extent this person conforms with our ethical structure. We can make an assessment of overall
conformance based on their overt conformance with minor rules. “Do Not Break My Rules” therefore relates to
all the rules, regulations, conventions, habits, laws, routines, practices and
norms we have in any society (while noting rationally that we don’t generally expect strangers to understand
our unique rules). We can judge a person
from little things like their hygiene, their choice in clothes, their use of
language and even their physical appearance.
If a person demonstrates an inability or unwillingness to follow
convention in their clothes and speak with civility in situations where
everyone is expected to know that one should not swear, what basis do we have
to believe that this person will follow other more important rules and
conventions?
On
the other hand, when we see a person who clearly understands and follows the
rules of our society, we have a basis for assuming that this person understands
and also follows the more important rules.
-----------------------------------
The Ethical
Hierarchy can be likened to a form of layered physical security. For example, valuable items may be surrounded
by a range of protective measures – a remote location, high razor-wire fences,
a patrolled open space behind the fence, solid walls and doors, a vault
arrangement and alarms associated with each measure. With physical security, our confidence in the
safety of our valuable item is highest when none of the protective measures
have been breached, and no alarms are ringing.
The
same applies when applying ethical hierarchy: if I am surrounded by people who
obey each of the injunctions, then I can be confident that I am safe.
However,
if a protection measure is breached, or an injunction is breached, a figurative
alarm goes off and my confidence is reduced as a consequence. The extent to which my confidence is reduced
is commensurate with the nature of the protective measure, or injunction,
breached – I might just shun a person who can’t follow the rules but prepare to
fight someone who demonstrates a tendency towards violence.
-----------------------------------
The
question now is, is this Ethical Hierarchy a useful model of our morality?
The
primary benefit of the model is an understanding as to why, although almost all
moralities share common elements (injunctions against violence, stealing, lying
and cheating), they may appear so different.
The differences tend to reside in the lowest layer, in a set of rules
which are often arbitrary. There are
also differences in legacy considerations, matters of prioritisation which may
also be arbitrary.
Another
benefit is an understanding of why obeying apparently arbitrary, and in some
cases completely stupid, rules may make good sense. Being overtly moral, by obeying these odd
rules, conveys a benefit. If our
survival in a community depends on our ability to convince others that we are
not a threat to their survival then our shared ethical structures are the
mechanisms by which we do so – by conforming.
Finally,
it should be noted that the minor rules are not fixed in stone. The important thing is that the rules are
communal, commonly held and commonly understood. They can be based on a myth that a god wrote
rules on rocks, or they can be based on the product of rational discourse.
It
is at this point that my view of the world converges with that of people like
Sam Harris. I don’t agree that the
minimisation of harm is an absolute basis for morality, but rather I contend
that the minimisation of harm serves as an excellent basis for developing the
set of rules which could underpin a rational morality.
-----------------------------------
Before
leaving this series, one more issue needs to be addressed – the one which most
plagues ethical theories.
Why
does morality break down? We shall look at that in the concluding article.
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